|
|
Course Description
The Financial Markets and the SEC
Consulting
(8
credits)
$109.95
This course gives the CPA a solid introduction to the regulation of the financial markets. Topics covered include: the role of the SEC, insider trading, executive compensation, the Sarbanes-Oxley Act, strengthening auditor independence, and selected issues in the securities market.
Major
Subjects:
 |
The Role of the SEC in Maintaining Market Integrity
|
|
Selected Issues in Trading Securities
|
|
Regulation of Brokers
|
|
Insider Trading
|
|
Executive Compensation
|
|
Financial Markets Reform
|
|
Strengthening Auditor Independence
|
| Contributing
Author: |
Renee C. Nash
|
| Course Level: |
Basic |
| Prerequisite: |
None |
| ProductCode: |
05TFMAS |
| Format: |
NASBA QAS/Registry self-study |
 |
For licensing information, click on the Licensing Information
button. |
|
